SEC Form 4 · accession 0001562151-16-000159
Crimson Wine Group, Ltd · CWGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian M. Cumming
Director
Period of report
Jun 23, 2016
Accepted (ET)
Jun 27, 2016 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 23, 2016 | P | 1,363 | $8.38 | A | 2,306,555 | D | |
| Common StockF4 | Jun 24, 2016 | P | 1,363 | $8.37 | A | 2,307,918 | D | |
| Common Stock | holding | — | — | — | 21,600 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.34 to $8.39, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3The amount reported in Column 5 reflects an adjustment to correct an overstatement of the amount of shares purchased on April 15, 2016 by 92 shares, first reflected on a Form 4 filed on April 15, 2016. The original report reported the acquisition of 1,489 shares rather than 1,397 shares actually purchased and was carried forward in subsequent reports. The amount reported in Column 5 reflects the correct current total.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.32 to $8.40, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.