SEC Form 4 · accession 0001602288-17-000004
CST BRANDS, LLC · CST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A. Smith
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2017 | M | 3,483 | — | A | 10,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 8, 2017 | M | 3,483 | D | Mar 8, 2017 | — | Common Stock | 3,483 | 0 | D |
Explanation of responses
- F1Shares of common stock acquired upon vesting of restricted stock units.
- F2Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.
- F3On March 8, 2016, the reporting person was granted 3,483 restricted stock units that vest in one annual installment on the first anniversary date of the grant date.