SEC Form 4 · accession 0001561894-19-000030
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Rose
Officer — EVP & CIO
Period of report
Mar 11, 2019
Accepted (ET)
Mar 12, 2019 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF2 | Mar 11, 2019 | S | 10,000 | $25.29 | D | 300,654 | D | |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 10,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan, dated November 15, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.19 to $25.41, inclusive on March 11, 2019. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.