SEC Form 4 · accession 0001561894-18-000070
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Eckel
Officer — President and CEO · Director
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | May 21, 2018 | P | 250 | $18.60 | A | 877,520 | D | |
| Common stock, par value $0.01 per shareF1,F2 | May 21, 2018 | P | 2,000 | $18.62 | A | 590,181 | I | By Jeffrey W. Eckel Revocable Trust |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 42,000 | I | By significant other | |
| Common stock, par value $0.01 per shareF4 | holding | — | — | — | 2,350 | I | By grandson |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.61 to $18.63, inclusive on May 21, 2018. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. This amount has been increased by 2,000 shares from the previous Form 4 submitted to correct an administrative error related to donations made at the end of 2017.
- F3These shares are held by the reporting person's significant other. The reporting person disclaims ownership other than to the extent of his pecuniary interest.
- F4The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.