SEC Form 4 · accession 0001561894-18-000045
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Rhem Wooten
Officer — EVP
Period of report
Apr 4, 2018
Accepted (ET)
Apr 6, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Apr 4, 2018 | A | 18,165 | $0.00 | A | 311,640 | D | |
| Common stock, par value $0.01 per shareF2 | holding | — | — | — | 29,345 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 4, 2018, the reporting person was granted 18,165 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2019.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.