SEC Form 3 · accession 0001209191-15-055524
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Kevin MacMahon
Officer — EVP
Period of report
Jun 16, 2015
Accepted (ET)
Jun 22, 2015 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | holding | — | — | — | 186,367 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 23, 2013, the reporting person was granted 43,714 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan (the "Plan"). The shares vested as to one fourth on April 23, 2014 and one fourth on April 23, 2015 and will vest as to one fourth on April 23, 2016 and one fourth on April 23, 2017.
- F2On April 10, 2014, the reporting person was granted 15,146 shares of restricted Common Stock that were issued pursuant to the Plan. The shares vested as to one half on June 1, 2015 and will vest as to one half on June 1, 2016.
- F3On April 10, 2014, the reporting person was granted 29,478 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest upon the later of (i) December 31, 2015 and (ii) achievement of certain dividend growth targets. The shares are being reported here for informational purposes only.
- F4On March 17, 2015, the reporting person was granted 14,882 shares of restricted Common Stock that were issued pursuant to the Plan. The shares vest on December 31, 2016.
- F5On March 17, 2015, the reporting person was granted 29,677 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest upon the later of (i) December 31, 2017 and (ii) the achievement of certain dividend growth targets. The shares are being reported here for informational purposes only.
Remarks
Exhibit No. 24.1 Power of Attorney dated June 15, 2015.