SEC Form 4 · accession 0001209191-15-049148
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Chuslo
Officer — General Counsel & EVP
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Jun 1, 2015 | F | 3,657 | $20.30 | D | 195,088 | D | |
| Common stock, par value $0.01 per shareF4 | holding | — | — | — | 4,500 | I | By Significant Other |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,073 shares of Common Stock.
- F2Represents the closing price of the Common Stock on June 1, 2015.
- F3On April 10, 2014, the reporting person was granted 20,147 shares of restricted Common Stock that were issued pursuant to the Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan. The shares vested as to one half on June 1, 2015 and will vest as to one half on June 1, 2016.
- F4These shares are held by the reporting person's significant other. The reporting person disclaims ownership other than to the extent of his pecuniary interest.