SEC Form 4 · accession 0001209191-15-027626
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Rhem Wooten
Officer — Executive Vice President
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Mar 17, 2015 | A | 19,636 | $0.00 | A | 174,254 | D | |
| Common stock, par value $0.01 per shareF2 | Mar 17, 2015 | A | 29,677 | $0.00 | A | 203,931 | D | |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 25,800 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 17, 2015, the reporting person was granted 19,636 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan (the "Plan"). The shares vest on December 31, 2016.
- F2On March 17, 2015, the reporting person was granted 29,677 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest upon the later of (i) December 31, 2017 and (ii) the achievement of certain dividend growth targets. The grant is being reported here for informational purposes only.
- F3These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.