SEC Form 4/A · accession 0001209191-15-022724
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven Chuslo
Officer — GENERAL COUNSEL & EVP
Period of report
Dec 16, 2014
Accepted (ET)
Mar 4, 2015 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF2 | Dec 16, 2014 | P | 3,000 | $13.7372 | A | 150,458 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed solely to amend the transaction code: the reporting person inadvertently filed his original Form 4 using the transaction code "A" (grant, award or other acquisition pursuant to Rule 16b-3(d)) rather than transaction code "P" (open market or private purchase of non-derivative or derivative security).
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.69 to $13.80, inclusive. The Reporting Person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.