SEC Form 4/A · accession 0001209191-15-022723
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
M Rhem Wooten
Officer — Executive Vice President
Period of report
Dec 16, 2014
Accepted (ET)
Mar 4, 2015 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | Dec 16, 2014 | P | 1,000 | $13.7899 | A | 154,618 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed solely to amend the transaction code: the reporting person inadvertently filed his original Form 4 using the transaction code "A" (grant, award or other acquisition pursuant to Rule 16b-3(d)) rather than transaction code "P" (open market or private purchase of non-derivative or derivative security).