SEC Form 4 · accession 0000899243-17-010920
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Rose
Officer — EVP & COO
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Apr 24, 2017 | F | 5,523 | $21.35 | D | 309,506 | D | |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 10,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,929 shares of Common Stock.
- F2Represents the closing price of the Common Stock on April 21, 2017.
- F3These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.