SEC Form 4 · accession 0000899243-17-006373
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Rhem Wooten
Officer — EVP
Period of report
Mar 2, 2017
Accepted (ET)
Mar 3, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Mar 2, 2017 | P | 490 | $20.00 | A | 29,345 | I | By spouse |
| Common stock, par value $0.01 per share | holding | — | — | — | 237,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.00 to $20.01, inclusive on March 2, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.