SEC Form 4 · accession 0000899243-17-000242
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Rhem Wooten
Officer — EVP
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Dec 31, 2016 | F | 10,741 | $19.04 | D | 237,512 | D | |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 28,855 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 21,255 shares of Common Stock.
- F2Represents the opening price of the Common Stock on December 30, 2016.
- F3These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.