SEC Form 4 · accession 0000899243-16-033940
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Rhem Wooten
Officer — Executive Vice President
Period of report
Jun 6, 2016
Accepted (ET)
Nov 18, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Jun 6, 2016 | P | 400 | $20.79 | A | 28,055 | I | By spouse |
| Common stock, par value $0.01 per shareF2 | Nov 17, 2016 | P | 800 | $20.25 | A | 28,855 | I | By spouse |
| Common stock, par value $0.01 per share | holding | — | — | — | 248,253 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported on this line is being reported late due to an inadvertent administrative oversight.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.