SEC Form 4 · accession 0000899243-16-033913
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Rose
Officer — EVP & COO
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per share | Nov 16, 2016 | S | 5,000 | $20.00 | D | 241,828 | D | |
| Common stock, par value $0.01 per shareF2 | holding | — | — | — | 10,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan, dated September 7, 2016.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.