SEC Form 4 · accession 0000899243-16-017897
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jackalyne Pfannenstiel
Director
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Apr 7, 2016 | D | 3,461 | $0.00 | D | 14,357 | D | |
| Common stock, par value $0.01 per shareF1 | Apr 7, 2016 | D | 911 | $0.00 | D | 13,446 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Jackalyne Pfannenstiel resigned as a Director of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), effective on April 7, 2016. In accordance with the applicable grant agreements and the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, Ms. Pfannenstiel forfeited the unvested shares reported on this Form 4 upon her resignation. Ms. Pfannenstiel's resignation was not due to any disagreement with the Company or any matter relating to the Company's operations, policies or practices.