SEC Form 4 · accession 0000899243-15-005778
HA Sustainable Infrastructure Capital, Inc. · HASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Rose
Officer — EVP & COO
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 7:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Sep 30, 2015 | A | 1,250 | $0.00 | A | 215,490 | D | |
| Common stock, par value $0.01 per shareF2 | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 30, 2015, the reporting person was granted 1,250 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan. The shares vest on December 31, 2016.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.