SEC Form 5 · accession 0001213900-19-002616
Legacy Education Alliance, Inc. · LEAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Baeza
Officer — CFO
Period of report
Sep 5, 2017
Accepted (ET)
Feb 14, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Sep 5, 2017 | A | 15,000 | $0.35 | A | 300,313 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in both the names of Jennifer Baeza and Christian Baeza and may be deemed to be beneficially held by Mr. Baeza.