SEC Form 4 · accession 0001213900-18-016907
Legacy Education Alliance, Inc. · LEAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter W Harper
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1,F2 | Dec 3, 2018 | A | 40,000 | $0.00 | A | 295,217 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These are restricted shares for independent director services that are held in escrow and which vest in two equal annual installments, but which may be voted in the interim.
- F2Consideration for this Grant is continued services as an Independent Director.