SEC Form 4 · accession 0001213900-18-016285
Legacy Education Alliance, Inc. · LEAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony C. Humpage
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Nov 19, 2018 | P | 6,300 | $0.21 | A | 3,925,612 | I | See Footnote |
| common stockF1 | Nov 19, 2018 | P | 2,500 | $0.20 | A | 3,928,112 | I | See Footnote |
| common stockF1 | Nov 19, 2018 | P | 2,500 | $0.21 | A | 3,930,612 | I | See Footnote |
| common stockF1 | Nov 19, 2018 | P | 3,100 | $0.20 | A | 3,933,712 | I | See Footnote |
| common stockF1 | Nov 19, 2018 | P | 5,600 | $0.21 | A | 3,939,312 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by McDowell Sonoran LLC and may be deemed to be beneficially owned by Mr. Humpage.