SEC Form 3 · accession 0001213900-18-007407
Legacy Education Alliance, Inc. · LEAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredrick Dummar
Officer — Senior Vice President & NEO
Period of report
May 31, 2018
Accepted (ET)
Jun 8, 2018 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 70,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. Includes restricted common shares that are held in escrow and which vest in three equal annual installments but which may be voted in the interim.