SEC Form 4 · accession 0001213900-18-004084
Legacy Education Alliance, Inc. · LEAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony C. Humpage
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 4, 2018
Accepted (ET)
Apr 5, 2018 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2018 | P | 7,000 | $0.40 | A | 3,884,312 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by McDowell Sonoran LLC and may be deemed to be beneficially owned by Mr. Humpage.