SEC Form 4 · accession 0001598197-15-000007
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry S Sternlicht
Director · 10% Owner
Period of report
Aug 12, 2015
Accepted (ET)
Aug 14, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2015 | A | 8,626 | $14.49 | A | 16,276 | D | |
| Common StockF2 | holding | — | — | — | 11,985,905 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 8,626 restricted stock units. The restricted stock units, which shall vest on the day immediately prior to TRI Pointe Group, Inc.'s 2016 Annual Meeting of Stockholders, are to be settled for an equal number of shares of common stock upon vesting.
- F2The shares are held by VIII/TPC Holdings, L.L.C. VIII/TPC Holdings, L.L.C. is a wholly-owned subsidiary of a private equity fund that is managed by an owned affiliate of Starwood Capital Group Global, L.P. Mr. Sternlicht is the controlling partner of Starwood Capital Group, and may be deemed to share voting power and investment control over the shares of common stock held by VIII/TPC Holdings, L.L.C. Mr. Sternlicht disclaims beneficial ownership of the shares of common stock held by VIII/TPC Holdings, L.L.C. except to the extent of any pecuniary interest therein.