SEC Form 4 · accession 0001567627-16-000020
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Grubbs
Officer — CFO and Treasurer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 41,944 | $10.49 | A | 162,979 | D | |
| Common StockF2 | holding | — | — | — | 770,865 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 41,944 restricted stock units. The restricted stock units, which vest one-third each year beginning on the first anniversary of the grant date, are to be settled for an equal number of shares of common stock upon vesting.
- F2By The Grubbs Family Trust.