SEC Form 4 · accession 0001567627-15-000007
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | S | 8,037 | $15.00 | D | 171,227 | D | |
| Common StockF2 | May 8, 2015 | S | 4,663 | $15.00 | D | 1,041,081 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective March 6, 2015.
- F2By The Bauer Revocable Trust.