SEC Form 4 · accession 0001567627-15-000005
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 20, 2015 | S | 38,855 | $15.25 | D | 56,399 | I | By BMG Homes, Inc. |
| Common StockF2,F4 | Mar 23, 2015 | S | 28,605 | $15.15 | D | 27,794 | I | By BMG Homes, Inc. |
| Common StockF2,F5 | Mar 24, 2015 | S | 27,794 | $15.25 | D | 0 | I | By BMG Homes, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan entered into by BMG Homes, Inc., effective March 6, 2015.
- F2Represents reporting person's pro rata interest in shares of the Issuer sold by BMG Homes, Inc., a corporation in which the reporting person is a minority shareholder.
- F3The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.05 to $15.45, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.07 to $15.25, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.38, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.