SEC Form 4 · accession 0001567627-15-000003
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | A | 137,268 | $14.57 | A | 1,084,255 | D | |
| Common Stock | holding | — | — | — | 144,577 | I | By The Bauer Revocable Trust | |
| Common Stock | holding | — | — | — | 95,254 | I | By BMG Homes, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 137,268 performance-based restricted stock units. The restricted stock units, which vest based on attainment of specified average share prices during the two-year performance period commencing 1/1/2016, are to be settled for an equal number of shares of common stock upon vesting.