SEC Form 4 · accession 0001561680-19-000030
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 27, 2019 | F | 9,906 | $13.05 | D | 102,629 | D | |
| Common Stock | Feb 28, 2019 | A | 82,539 | $12.60 | A | 185,168 | D | |
| Common StockF2,F4 | holding | — | — | — | 811,274 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of shares incident to vesting of RSU award under the Company's 2013 Long-Term Incentive Plan.
- F2On February 27, 2019, the reporting person transferred 18,743 directly owned shares of TPH common stock to The Bauer Revocable Trust, of which the reporting person and his spouse are co-trustees and beneficiaries.
- F3Represents a grant of 82,539 restricted stock units. The restricted stock units, which vest one-third each year beginning on the first anniversary of the grant date, are to be settled for an equal number of shares of common stock upon vesting.
- F4By The Bauer Revocable Trust.