SEC Form 4 · accession 0001561680-18-000082
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 25, 2018 | S | 3,900 | $17.75 | D | 830,081 | I | See Note |
| Common StockF4,F2 | May 29, 2018 | S | 54,856 | $17.65 | D | 775,225 | I | See Note |
| Common StockF5,F2 | May 30, 2018 | S | 12,826 | $17.77 | D | 762,399 | I | See Note |
| Common Stock | holding | — | — | — | 168,479 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of these shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
- F2By The Bauer Revocable Trust.
- F3Of the 54,856 shares sold on May 29, 2018, the sale of 23,746 shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
- F4The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.50 to $17.77, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.75 to $17.86, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.