SEC Form 4 · accession 0001561680-18-000077
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 27, 2018 | S | 28,828 | $17.76 | D | 839,681 | I | See Note |
| Common StockF3 | Apr 30, 2018 | S | 100 | $17.76 | D | 839,581 | I | See Note |
| Common Stock | holding | — | — | — | 168,479 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
- F2The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.75 to $17.80, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3By The Bauer Revocable Trust.