SEC Form 4 · accession 0001561680-18-000075
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn J. Keeler
Officer — VP & Chief Accounting Officer
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2018 | G | 11,030 | $0.00 | D | 33,585 | D | |
| Common StockF1,F2 | Apr 30, 2018 | G | 11,030 | $0.00 | A | 11,030 | I | See Note |
| Common StockF3,F2 | Apr 30, 2018 | S | 11,030 | $17.11 | D | 0 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total reflects the transfer of shares from direct holdings to the Keeler Living Trust.
- F2By the Keeler Living Trust
- F3The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.05 to $17.18, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.