SEC Form 4 · accession 0001561680-18-000046
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2018 | F | 16,310 | $15.51 | D | 168,479 | D | |
| Common StockF2,F3 | holding | — | — | — | 868,509 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of shares incident to vesting of RSU award under the Company's 2013 Long-Term Incentive Plan.
- F2On March 1, 2018, the reporting person transferred 14,373 directly owned shares of TPH common stock to The Bauer Revocable Trust, of which the reporting person and his spouse are co-trustees and beneficiaries.
- F3By The Bauer Revocable Trust.