SEC Form 4 · accession 0001561680-17-000101
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Oct 30, 2017
Accepted (ET)
Oct 31, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2017 | S | 42,294 | $17.54 | D | 289,313 | D | |
| Common StockF2 | holding | — | — | — | 882,104 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.45 to $17.72, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2By The Bauer Revocable Trust.