SEC Form 4 · accession 0001561680-17-000096
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J. Mitchell
Officer — President and COO
Period of report
Oct 27, 2017
Accepted (ET)
Oct 27, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2017 | S | 41,039 | $17.04 | D | 274,312 | D | |
| Common StockF1,F2 | Oct 27, 2017 | S | 250,000 | $17.04 | D | 760,822 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.00 to $17.14, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2By The Mitchell Family Trust