SEC Form 4 · accession 0001561680-17-000086
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Grubbs
Officer — CFO and Treasurer
Period of report
Oct 18, 2017
Accepted (ET)
Oct 20, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2017 | S | 24,720 | $15.00 | D | 163,828 | D | |
| Common StockF2 | Oct 18, 2017 | S | 61,055 | $15.00 | D | 709,810 | I | See Note |
| Common StockF3,F2 | Oct 19, 2017 | S | 214,225 | $15.03 | D | 495,585 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of shares reported in this Form 4 was effected pursuant to Rule 10b5-1 plans entered into by the reporting person effective March 16, 2017.
- F2By The Grubbs Family Trust.
- F3The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $15.00 to $15.15, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.