SEC Form 4 · accession 0001561680-17-000021
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F. Bauer
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 85,950 | $12.10 | A | 349,435 | D | |
| Common StockF2 | holding | — | — | — | 882,104 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 85,950 restricted stock units. The restricted stock units, which vest one-third each year beginning on the first anniversary of the grant date, are to be settled for an equal number of shares of common stock upon vesting.
- F2By The Bauer Revocable Trust.