SEC Form 4 · accession 0001130753-15-000007
TRI Pointe Group, Inc. · TPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mitchell
Officer — President, COO, and Secretary
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2015 | S | 400 | $15.50 | D | 172,753 | D | |
| Common StockF2 | Apr 2, 2015 | S | 7,626 | $15.52 | D | 165,127 | D | |
| Common StockF2 | Apr 2, 2015 | S | 16,974 | $15.52 | D | 1,035,822 | I | The Mitchell Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective March 6, 2015.
- F2The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.50 to $15.57, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.