SEC Form 4 · accession 0001561660-18-000154
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Lyon
Officer — Chief Financial Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2018 | F | 1,448 | $20.91 | D | 176,855 | D | |
| Class A Common StockF2 | Dec 14, 2018 | F | 856 | $20.91 | D | 175,999 | D | |
| Class A Common StockF3 | Dec 14, 2018 | F | 1,616 | $20.91 | D | 174,383 | D | |
| Class A Common Stock | holding | — | — | — | 1,500 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2016 restricted stock grant previously reported.
- F2Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2017 restricted stock grant previously reported.
- F3Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock grant previously reported.