SEC Form 4 · accession 0001561660-18-000146
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel M. Elkort
Officer — EVP and Chief Legal Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2018 | F | 1,821 | $20.91 | D | 91,846 | D | |
| Class A Common StockF2 | Dec 14, 2018 | F | 1,077 | $20.91 | D | 90,769 | D | |
| Class A Common StockF3 | Dec 14, 2018 | F | 1,361 | $20.91 | D | 89,408 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2016 restricted stock grant previously reported.
- F2Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2017 restricted stock grant previously reported.
- F3Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2018 restricted stock grant previously reported.