SEC Form 4 · accession 0001561660-18-000047
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M. Shugart
Officer — Senior VP, Operations
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 15, 2018 | A | 8,118 | $0.00 | A | 66,954 | D | |
| Class A Common StockF2 | Mar 15, 2018 | A | 5,310 | $0.00 | A | 72,264 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the maximum number of shares granted pursuant to a performance share award which may become earned and vested based on relative total shareholder return over the three-year period ending December 31, 2020. The actual amount eligible for vesting will be between 0 and 100% of this number, depending on actual performance.
- F2Represents a time-vested restricted share award which vests in 3 equal annual installments starting in December 2018.