SEC Form 4 · accession 0001561660-18-000025
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia S. Bellinger
Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 31, 2018 | A | 290 | $0.00 | A | 22,670 | D | |
| Class A Common Stock | holding | — | — | — | 11,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units.
- F2Adjusted to reflect shares of Class A Common Stock jointly held by the Reporting Person and the Reporting Person's child. Also adjusted to reflect shares of Class A Common Stock accrued through dividend reinvestments in multiple transactions that occurred from October 30, 2014 through November 1, 2017 at prices ranging from $18.7387 to $29.5025, inclusive, resulting in a weighted average price of $25.5830. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.