SEC Form 4 · accession 0001561660-18-000012
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Batkin
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 2, 2018 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 2, 2018 | A | 10,470 | $0.00 | A | 49,004 | D | |
| Class A Common StockF2 | holding | — | — | — | 10,000 | I | See footnote | |
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents deferred stock units granted for director service. Vests in equal quarterly installments in 2018.
- F2By The Batkin Family Limited Partnership, of which the reporting person is a partner.
- F3By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.