SEC Form 4 · accession 0001561660-17-000176
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael M. Garland
Officer — Director, President and CEO · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2017 | F | 3,709 | $21.41 | D | 259,230 | D | |
| Class A Common StockF2 | Dec 14, 2017 | F | 6,416 | $21.41 | D | 252,814 | D | |
| Class A Common StockF3 | Dec 14, 2017 | F | 3,031 | $21.41 | D | 249,783 | D | |
| Class A Common StockF4 | holding | — | — | — | 100,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2015 restricted stock grant previously reported.
- F2Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2016 restricted stock grant previously reported.
- F3Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a 2017 restricted stock grant previously reported.
- F4By the Garland/Coe Revocable Trust dated May 29, 2008, of which the reporting person is a trustee and beneficiary.