SEC Form 4 · accession 0001561660-16-000055
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Batkin
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 21, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 21, 2016 | P | 5,000 | $19.016 | A | 10,000 | I | See footnote |
| Class A Common Stock | holding | — | — | — | 26,277 | D | ||
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.995 to $19.050, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- F2By The Batkin Family Limited Partnership, of which the reporting person is a partner.
- F3By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.