SEC Form 4 · accession 0001561660-16-000035
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Batkin
Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 2, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 31, 2016 | A | 327 | $0.00 | A | 26,277 | D | |
| Class A Common StockF2 | holding | — | — | — | 5,000 | I | See footnote | |
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalents accrued on deferred stock units previously reported on Form 4. Pursuant to the terms of the deferred stock units, they accrue dividend equivalents on the Company's regular dividend payment dates in the form of additional stock units, which will become vested and issuable on the same basis as the underlying deferred stock units.
- F2By The Batkin Family Limited Partnership, of which the reporting person is a partner.
- F3By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.