SEC Form 4 · accession 0000950103-16-015279
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M. Shugart
Officer — Senior VP, Operations
Period of report
Jul 31, 2016
Accepted (ET)
Aug 2, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 31, 2016 | F | 42 | $24.37 | D | 57,866 | D | |
| Class A Common StockF2 | Aug 1, 2016 | S | 500 | $24.30 | D | 57,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for satisfaction of a tax withholding obligation arising as a result of the partial vesting of a restricted stock grant previously reported
- F2Shares disposed of pursuant to a previously established Rule 10b5-1 Plan.