SEC Form 4 · accession 0000950103-16-011941
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Lyon
Officer — Chief Financial Officer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 15, 2016 | A | 16,977 | $0.00 | A | 113,102 | D | |
| Class A Common StockF2 | Mar 15, 2016 | A | 12,561 | $0.00 | A | 125,663 | D | |
| Class A Common Stock | holding | — | — | — | 1,500 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the maximum number of shares which may become earned and vested based on relative total shareholder return over the three-year period ending December 31, 2018. The actual amount eligible for vesting will be between 0 and 100% of this number, depending on actual performance.
- F2Vests in 3 equal annual installments starting in December 2016.