SEC Form 4 · accession 0000950103-16-009992
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Batkin
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 4, 2016 | A | 9,326 | $0.00 | A | 24,843 | D | |
| Class A Common StockF2 | holding | — | — | — | 5,000 | I | See footnote | |
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Respresents deferred stock units granted for director service.
- F2By The Batkin Family Limited Partnership, of which the reporting person is a partner.
- F3By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.