SEC Form 4 · accession 0000950103-15-006542
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan R Batkin
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 14, 2015 | P | 5,000 | $23.1491 | A | 5,000 | I | See footnote |
| Class A Common Stock | holding | — | — | — | 15,517 | D | ||
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.13 to $23.1499, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein..
- F2By The Batkin Family Limited Partnership, of which the reporting person is a partner.
- F3By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.