SEC Form 4 · accession 0000950103-15-002975
Pattern Energy Group Inc. · PEGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael M. Garland
Officer — Director, President and CEO · Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 14, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001561660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 10, 2015 | A | 33,957 | $0.00 | A | 103,996 | D | |
| Class A Common StockF2 | Apr 10, 2015 | A | 29,599 | $0.00 | A | 133,595 | D | |
| Class A Common StockF3 | holding | — | — | — | 100,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the maximum number of shares which may become earned and vested based on relative total shareholder return over the three-year period ending December 31, 2017. The actual amount eligible for vesting will be between 0 and 100% of this number, depending on actual performance.
- F2Vests in 3 equal annual installments starting in December 2015.
- F3By the Garland/Coe Revocable Trust dated May 29, 2008, of which the reporting person is a trustee and beneficiary.